As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 631 out of 643
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/11/2011
  • WELLINGTON MANAGEMENT
A warning PDF of date 10/11/2011 (new window) FSA (REINO UNIDO) 
27/06/2012
  • WELLINGTON CAPITAL MARKETS
  • WWW.WELLINGTONCAPITALMARKETS.COM
A warning PDF of date 27/06/2012 (new window) SFSA (SUECIA) 
17/10/2012
  • WELLING & COMPANY, LLC
  • WWW.WELLINGCO.COM
A warning PDF of date 17/10/2012 (new window) FSA (REINO UNIDO) 
10/06/2009
  • WELLESLEY INTERNATIONAL GROUP
  • WWW.WELLESLYINTERNATIONAL.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
01/02/2012
  • WELBORN CAPITAL LLC
  • WWW.WELBORNINC.COM
  • WWW.WELBORNLLC.COM
A warning PDF of date 01/02/2012 (new window) FSA (REINO UNIDO) 
25/04/2012
  • WELBECK ASSOCIATES
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS SOCIEDADES PERTENECIENTES A WELBECK GROUP NI CON LA ENTIDAD WELBECK ASSOCIATED - CHARTERED ACCOUNTANTS
13/04/2011
  • WEIZMANN & YOUNG
  • WWW.WEIZMANNYOUNG.COM
A warning PDF of date 13/04/2011 (new window) FSA (REINO UNIDO) 
24/10/2012
  • WEISBERG & COHEN, LLC
  • WWW.WEISBERGCOHEN.COM
A warning PDF of date 24/10/2012 (new window) FSA (REINO UNIDO) 
18/01/2012
  • WEINBERG EQUITY MANAGEMENT
  • WWW.WEINBERGEQUITYMANAGEMENT.COM
A warning PDF of date 18/01/2012 (new window) FSA (REINO UNIDO) 
18/02/2002
  • WEDGEWOOD AQUISITIONS
A warning PDF of date 18/02/2002 (new window) CBF (BELGICA) 

Consultation criteria: By type Non-authorized entities, By initial W.