As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 636 out of 643
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/09/2013
  • WATERMAN WEALTH MANAGEMENT
  • WWW.WATERMANMANAGEMENT.COM
A warning PDF of date 18/09/2013 (new window) FCA (REINO UNIDO) 
12/05/2003
  • WATERHOUSE SCOTT LTD
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
09/04/2019
  • WATERFIELD CONSULTING GROUP
  • WWW.WATERFIELDGRP.COM
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
23/06/2021
  • WATERFALL HOLDING / WH INVEST / WH LUXEMBOURG (CLONE)
A warning PDF of date 23/06/2021 (new window) CSSF (LUXEMBURGO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA WATERFALL HOLDING S.À R.L
10/05/2023
  • WASIXCAP
A warning PDF of date 10/05/2023 (new window) AFM (PAISES BAJOS) 
10/10/2012
  • WASHINGTON, D.C. SECURITIES DIVISION
  • WWW.USWSD.ORG
A warning PDF of date 10/10/2012 (new window) FSA (REINO UNIDO) 
03/03/2010
  • WARWICK VENTURES
  • WWW.WARWICKVC.COM
A warning PDF of date 03/03/2010 (new window) CBFA (BELGICA) 
20/10/2010
  • WARTHON RUBIN
  • WWW.WARTHON-RUBIN.COM
A warning PDF of date 20/10/2010 (new window) SFSA (SUECIA) 
06/03/2019
  • WARRINGTON SHAW
  • WWW.WARRINGTONSHAW.COM
A warning PDF of date 06/03/2019 (new window) FMA (AUSTRIA) 
16/01/2019
  • WARRINGTON SHAW
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).

Consultation criteria: By type unauthorised entities, By initial W.