As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 640 out of 642
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/09/2008
  • WALL STREET MANAGEMENT CORP
  • WWW.WALLSTREETMGT.COM
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
11/10/2006
  • WALL STREET DIRECT
  • WWW.WALLSTREETDIRECT.NET
A warning PDF of date 11/10/2006 (new window) SFSA (SUECIA) 
12/05/2003
  • WALKER STONE
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
14/11/2012
  • WALKER FINANCIAL MANAGEMENT
  • WWW.WFINANCIALMANAGEMENT.COM
A warning PDF of date 14/11/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE AUTORIZADA POR LA FSA
13/06/2012
  • WALKER FINANCE COMPANY
A warning PDF of date 13/06/2012 (new window) CYSEC (CHIPRE) 
13/04/2011
  • WALKER BRYAN SECURITIES
  • WWW.NIKKEI-FINANCIAL.COM
A warning PDF of date 13/04/2011 (new window) FSA (REINO UNIDO) 
10/01/2024
  • WALFA / IT GUARDIA SP Z.O.O.
A warning PDF of date 10/01/2024 (new window) FMA (AUSTRIA) 
12/12/2007
  • WALDON MCLEAN ASSOCIATES
  • WWW.WALDONMCLEAN.COM
A warning PDF of date 12/12/2007 (new window) SFSA (SUECIA) 
28/02/2007
  • WALDEN & ASSOCIATES
A warning PDF of date 28/02/2007 (new window) FMA (AUSTRIA) 
14/01/2009
  • WAKEFIELD LIBERMAN
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial W.