As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 642
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/05/2003
  • WEST SHORE VENTURES LIMITED
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
21/05/2003
  • WILLMONT PARTNERS, S.L.
A warning PDF of date 21/05/2003 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
13/11/2003
  • WHISTLER MANAGERS LTD.
A warning PDF of date 13/11/2003 (new window) IFSRA (IRLANDA) 
23/06/2004
  • WHITTMAN WRIGHT & ASSOCIATES
A warning PDF of date 23/06/2004 (new window) IFSRA (IRLANDA) 
14/07/2004
  • WWW.CLOSEPRIVATE.COM
A warning PDF of date 14/07/2004 (new window) FSC (ISLA DE MAN) 
18/08/2004
  • WWW.INCORPORATE-USA-DIRECT.COM
A warning PDF of date 18/08/2004 (new window) CBFA (BELGICA) 
18/08/2004
  • WWW.BANQUE-DIRECT-SUISSE.COM
A warning PDF of date 18/08/2004 (new window) CBFA (BELGICA) 
18/08/2004
  • WISA BERATUNG GMBH
A warning PDF of date 18/08/2004 (new window) CBF (BELGICA) 
18/08/2004
  • WINTER CAPITAL INTERNATIONAL LLC
A warning PDF of date 18/08/2004 (new window) FSC (ISLA DE MAN) 
25/08/2004
  • WELSHAM, WELSHAM & FULHAM
A warning PDF of date 25/08/2004 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial W.