Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1 out of 6
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
11/09/2024 |
|
| FMA (AUSTRIA) | |
04/09/2024 |
|
| FSMA (BELGICA) | |
28/08/2024 |
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA HA SUPLANTADO LOS DETALLES DE UNA ENTIDAD AUTORIZADA POR EL BANCO CENTRAL DE IRLANDA, ZURICH LIFE ASSURANCE PLC. LA ENTIDAD AUTORIZADA NO GUARDA RELACIÓN CON LA ADVERTIDA. |
20/03/2024 |
|
| FSMA (BELGICA) | |
06/03/2024 |
-
ZEUS FUNDS LLC LTD
-
ZEUS FUNDS SCC LTD
-
ZEUSYSTEM FUNDS LTD
|
| CSSF (LUXEMBURGO) | |
10/01/2024 |
-
ZH1 CAPITAL / ONLINEWINDOWS LLC
-
ZH1CAPITAL.COM
|
| FMA (AUSTRIA) | |
29/11/2023 |
|
| FCA (REINO UNIDO) | LA ENTIDAD ADVERTIDA POR LA FCA NO GUARDA RELACIÓN CON LA ENTIDAD AUTORIZADA POR LA FCA T C ZIRAAT BANKASI AS, CUYA PÁGINA WEB ES <HTTP://ZIRAAT.CO.UK/> |
11/10/2023 |
-
ZIGBER / BELANA GROUP LLC
|
| FMA (AUSTRIA) | |
27/09/2023 |
-
ZURICH IRELAND PLC (CLONE)
|
| CBI (IRLANDA) | |
30/08/2023 |
|
| FCA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities, By initial Z.