As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1137 out of 1170
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/04/2020
  • AK WEALTH SPF SARL
  • WWW.AKWEALTH-SPF.COM
A warning PDF of date 07/04/2020 (new window) CSSF (LUXEMBURGO)LA SOCIEDAD ADVERTIDA UTILIZA DE MANERA FRAUDULENTA EL NOMBRE DE LA EMPRESA DEBIDAMENTE REGISTRADA AK WEALTH SPF
27/06/2018
  • AJN TRADE LTD / LIGHT MEDIA LTD
  • WWW.PROTRADEFX.COM
A warning PDF of date 27/06/2018 (new window) CONSOB (ITALIA) 
18/12/2019
  • AJASSETMANAGEMENT / BANQUE2CRYPTO (CLON)
  • WWW.BANQUE2CRYPTO.EU
  • WWW.INVEST-PREMIUM.ONLINE
  • WWW.AJASSETMANAGEMENT.COM
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
31/10/2012
  • AJ WYMAN & ASSOCIATES LLC
  • WWW.AJWYMAN.COM
A warning PDF of date 31/10/2012 (new window) FSA (REINO UNIDO) 
10/07/2013
  • AJ NELSON CONSULTANTS LLC
  • WWW.AJNELSONLLC.COM
A warning PDF of date 10/07/2013 (new window) FCA (REINO UNIDO) 
27/11/2019
  • AJ ASSET MANAGEMENT
  • WWW.AJASSETMANAGEMENT.COM
A warning PDF of date 27/11/2019 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
11/03/2020
  • AJ ASSET
  • HTTPS://AJ-ASSET.COM
  • HTTPS://PLATFORM.AJ-ASSET.COM
A warning PDF of date 11/03/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/01/2024
  • AIX TRADER
  • WWW.AIX-TRADER.COM
  • CFD.AIX-TRADER.COM
A warning PDF of date 10/01/2024 (new window) FMA (AUSTRIA) 
16/12/2015
  • AIRSOFT
  • WWW.AIRSOFTLTD.COM
A warning PDF of date 16/12/2015 (new window) CYSEC (CHIPRE) 
04/12/2019
  • AIRBORN INVESTMENTS
A warning PDF of date 04/12/2019 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.