As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 543 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
12/02/2020
  • HONEST CAPITAL LTD
  • WWW.PROFX247.COM
A warning PDF of date 12/02/2020 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/11/2006
  • HONESTY INTERNATIONAL HOLDINGS LIMITED
  • WWW.HIH168.COM
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
28/04/2010
  • HONG KONG & NEW TERRITORIES FUTURES BOARD
  • WWW.HKTFB.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
16/11/2005
  • HONG KONG AND SHANGHAI SECURITIES LTD
A warning PDF of date 16/11/2005 (new window) SFC (HONG KONG) 
07/09/2011
  • HONG KONG FINANCE
  • WWW.HKFINCN.COM
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
15/04/2009
  • HONG KONG FINANCIAL SECURITIES BOARD
  • WWW.HKFSB.ORG
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
15/04/2009
  • HONG KONG FINANCIAL SERVICES AUTHORITY
  • WWW.HKFSA.ORG
A warning PDF of date 15/04/2009 (new window) SFC (HONG KONG) 
22/07/2009
  • HONG KONG FINANCIAL TRADING AUTHORITY
  • WWW.HKFTA.ORG
A warning PDF of date 22/07/2009 (new window) SFC (HONG KONG) 
09/09/2009
  • HONG KONG FOREIGN FINANCIAL FUND COMPANY
  • WWW.FOREIGNFINANCIAL-HK.COM
A warning PDF of date 09/09/2009 (new window) SFC (HONG KONG) 
16/06/2010
  • HONG KONG GOLD EXCHANGE
  • HTTP://WWW.HKGOLDGE.COM
A warning PDF of date 16/06/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.