As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 548 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/01/2014
  • REDFORD SECURITIES INTERNATIONAL
  • WWW.REDFORDSECURITIES.COM
A warning PDF of date 29/01/2014 (new window) FCA (REINO UNIDO) 
29/01/2014
  • ASIA WORLD CAPITAL
  • WWW.ASIAWORLDCAP.COM
A warning PDF of date 29/01/2014 (new window) FCA (REINO UNIDO) 
03/08/2016
  • COSTELLO & RUBIN LLP
  • WWW.CANDR-LAWYERS.COM
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO) 
03/08/2016
  • UBS GLOBAL INVESTMENT MANAGEMENT LTD (CLON)
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
03/08/2016
  • KAUFMAN FRANZ WEALTH MANAGEMENT (CLON)
  • WWW.KAUFMANFRANZ.COM
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
24/08/2016
  • WHEATON CAPITAL LIMITED (CLON)
  • WWW.WHEATONCAPITAL.COM
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
24/08/2016
  • JB TRADE FINANCE (CLON)
  • WWW.JBTRADEFINANCE.COM
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
27/09/2023
  • DIGITAL FX OPTIONS
  • WWW.DIGITALFXOPTIONS.ORG
A warning PDF of date 27/09/2023 (new window) FCA (REINO UNIDO) 
24/08/2016
  • CF INVESTMENT FUNDS (CLON)
  • WWW.CFINVESTMENTFUNDS.CO.UK
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO) 
24/08/2016
  • INTER GLOBAL LIMITED
  • WWW.FX-INTER.COM
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.