As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 555 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
26/06/2013
  • ADVISORCORP LTD
  • WWW.ADVISORCORPLTD.COM
A warning PDF of date 26/06/2013 (new window) FCA (REINO UNIDO) 
19/06/2013
  • STALMANN CLARK
  • WWW.STALMANNCLARK.COM
A warning PDF of date 19/06/2013 (new window) FCA (REINO UNIDO) 
19/06/2013
  • SOL TRANSFER AGENTS LLC
  • HTTP://SOLTSFR.COM/
A warning PDF of date 19/06/2013 (new window) FCA (REINO UNIDO) 
26/06/2013
  • GLOBAL MERGERS CORPORATION
A warning PDF of date 26/06/2013 (new window) FCA (REINO UNIDO) 
26/06/2013
  • EQUINITI REGISTRARS GROUP
A warning PDF of date 26/06/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EQUINITI FINANCIAL SERVICES LIMITED NI CON LA SOCIEDAD EQUINITI LIMITED
26/06/2013
  • COLEMAN AND PARTNERS
  • WWW.COLEMANANDPARTNERS.COM
A warning PDF of date 26/06/2013 (new window) FCA (REINO UNIDO) 
19/06/2013
  • PALMER CORPORATE SOLUTIONS, LLC
  • WWW.PALMERSOLVE.COM
A warning PDF of date 19/06/2013 (new window) FCA (REINO UNIDO) 
12/06/2013
  • REYNOLDS CONSULTANCY LTD
  • WWW.REYNOLDSCONSULTANCYLTD.COM
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO) 
12/06/2013
  • PETERSON CAPITAL PARTNERS INC
  • WWW.PETERSONCAPITALINC.NET
  • WWW.PETERSONCAPITALINC.COM
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO) 
12/06/2013
  • MERGERS & ACQUISITIONS FINANCIAL ADMINISTRATION
A warning PDF of date 12/06/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.