As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 557 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/02/2017
  • BOSTON PRIVATE LAW GROUP LLP
  • WWW.BOSTONPLG.ORG
A warning PDF of date 15/02/2017 (new window) FCA (REINO UNIDO) 
15/02/2017
  • DONALDSON FINDLAY
  • WWW.DONALDSON-FINDLAY.COM
A warning PDF of date 15/02/2017 (new window) FCA (REINO UNIDO) 
15/02/2017
  • JAZZ LOANS
  • HTTP://WWW.JAZZONTHEHILL.CO.UK/
A warning PDF of date 15/02/2017 (new window) FCA (REINO UNIDO) 
15/02/2017
  • WAINSCOTT CONSULTING GROUP
  • WWW.WAINSCOTTCONSULTING.COM
A warning PDF of date 15/02/2017 (new window) FCA (REINO UNIDO) 
22/10/2014
  • AVA CAPITAL MANAGEMENT
  • WWW.AVACAPITALMANAGEMENT.COM
A warning PDF of date 22/10/2014 (new window) FCA (REINO UNIDO) 
22/10/2014
  • FAST LINE LEGAL SERVICES
  • WWW.FASTLINELEGAL.COM
A warning PDF of date 22/10/2014 (new window) FCA (REINO UNIDO) 
03/09/2014
  • HEXAGON CAPITAL MANAGEMENT
  • WWW.HEXAGONCAPITALMANAGEMENT.COM
A warning PDF of date 03/09/2014 (new window) FCA (REINO UNIDO) 
03/09/2014
  • DEACON CORPORATE GROUP
  • WWW.DCGROUPCONSULT.COM
A warning PDF of date 03/09/2014 (new window) FCA (REINO UNIDO) 
28/12/2016
  • CAMPTON CAPITAL PARTNERS
  • WWW.CAMPTONCAPITALPARTNERS.COM
A warning PDF of date 28/12/2016 (new window) FCA (REINO UNIDO) 
28/12/2016
  • GRACEFUL MOTORS LTD
  • WWW.GRACEFULMOTORS.CO.UK
A warning PDF of date 28/12/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.