As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 841 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/11/2012
  • MERGERS & ACQUISITIONS SUPERVISION & ADMIN. COMM.
  • WWW.MASAC.ORG
A warning PDF of date 21/11/2012 (new window) FSA (REINO UNIDO) 
21/11/2012
  • MAXWELL CONSULTANCY
  • WWW.MAXWELLCONSULTANCY.COM
A warning PDF of date 21/11/2012 (new window) FSA (REINO UNIDO) 
21/11/2012
  • EAGLE ADVISORS
A warning PDF of date 21/11/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADA
21/11/2012
  • DEUTSCHE BANK AG
A warning PDF of date 21/11/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE QUE ESTÁ DEBIDAMENTE REGISTRADA
21/11/2012
  • YAMAGUCHI PARTNERS GLOBAL
  • HTTP://WWW.YAMAGUCHIPARTNERS.COM/INDEX.PHP
A warning PDF of date 21/11/2012 (new window) FSAN (NORUEGA) 
21/11/2012
  • TALISMAN FINANCE
A warning PDF of date 21/11/2012 (new window) EI_CBI (IRLANDA) 
21/11/2012
  • GOFF PRIVATE EQUITY LIMITED
A warning PDF of date 21/11/2012 (new window) EI_CBI (IRLANDA) 
21/11/2012
  • WILLIAM BLAKE
A warning PDF of date 21/11/2012 (new window) FSMA (BELGICA) 
14/11/2012
  • INDEX MERGERS AND ACQUISITIONS
  • WWW.INDEX-MA.COM
A warning PDF of date 14/11/2012 (new window) FSA (REINO UNIDO) 
14/11/2012
  • EDEN MANAGEMENT PARTNERS
  • WWW.EDEN-MANAGEMENT-PARTNERS.COM
A warning PDF of date 14/11/2012 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.