As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 844 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/07/2005
  • TRADELINX INVESTMENTS LTD
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
06/07/2005
  • TRADELINX SECURITIES GROUP
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
11/05/2005
  • ALEXANDER ROTHKO ASSOCIATES
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
22/06/2022
  • DIGITALGLOBALFX.NET
  • WWW.DIGITALGLOBALFX.NET
A warning PDF of date 22/06/2022 (new window) FSA (REINO UNIDO) 
11/05/2005
  • KENSINGTON PRICE CONSULTING
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
11/05/2005
  • CHARTERHOUSE INTERNATIONAL INC
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
06/07/2005
  • THE ROTH GROUP GMBH
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
22/06/2011
  • APEX HOLDINGS
A warning PDF of date 22/06/2011 (new window) FSA (REINO UNIDO) 
08/02/2006
  • MARSHALL EASTMAN ADVISORY
A warning PDF of date 08/02/2006 (new window) FSA (REINO UNIDO) 
11/05/2005
  • ADVANTAGE IEC
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.