As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 846 out of 1194
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/07/2013
  • ESIP FINANCE
  • WWW.ESIPFINANCE.COM
A warning PDF of date 17/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ESIP FINANCE SARL
17/07/2013
  • CAPSTONE CAPITAL GROUP
  • WWW.CAPSTONECAPITALGRG.COM
A warning PDF of date 17/07/2013 (new window) FCA (REINO UNIDO) 
17/07/2013
  • PROTEC ADVISORS
  • FORTRESS
A warning PDF of date 17/07/2013 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
10/07/2013
  • THE BEST INVESTMENT GUIDE
  • WWW.2013BESTINVESTGUIDE.COM
  • WWW.THEBESTINVESTMENTGUIDE.COM
A warning PDF of date 10/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEL GRUPO THE BEST INVEST
10/07/2013
  • AJ NELSON CONSULTANTS LLC
  • WWW.AJNELSONLLC.COM
A warning PDF of date 10/07/2013 (new window) FCA (REINO UNIDO) 
10/07/2013
  • KOYAL GROUP
  • HTTP://WWW.KOYALGROUP.COM/INDEX.PHP
A warning PDF of date 10/07/2013 (new window) FSAN (NORUEGA) 
10/07/2013
  • ELDRIDGE FINANCIAL
  • HTTP://WWW.EFPRIVATECLIENTS.COM/
A warning PDF of date 10/07/2013 (new window) FSAN (NORUEGA) 
10/07/2013
  • CONQUEST PRIVATE EQUITY LLC
  • HTTP://WWW.CONQUESTPE.COM/INDEX-2.PHP
A warning PDF of date 10/07/2013 (new window) FSAN (NORUEGA) 
10/07/2013
  • FORTRESS GLOBAL MARKET SARL
A warning PDF of date 10/07/2013 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
10/07/2013
  • KIRAYAKA INTERNATIONAL
  • HTTP://WWW.KIRAYAKAINTERNATIONAL.COM/
A warning PDF of date 10/07/2013 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities.