As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 848 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/09/2011
  • ARUS ASSET RECOVERY SOLUTIONS
  • WWW.ARUS.EU
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
06/07/2005
  • TRADELINX SECURITIES GROUP
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
05/10/2011
  • CADMAN MERGERS AND ACQUISITION
  • WWW.CADMANMERGERSANDACQUISITION.COM
A warning PDF of date 05/10/2011 (new window) FSA (REINO UNIDO) 
19/11/2008
  • DELTA GROUP LLC
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
18/05/2011
  • TRENDEX RESEARCH UK
A warning PDF of date 18/05/2011 (new window) FSA (REINO UNIDO) 
19/11/2008
  • CROMWELL AND PIERCE INTERNATIONAL
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
05/10/2011
  • CAMBRIDGE EQUITY CORPORATION
  • WWW.CAMBRIDGEEQUITYCORP.COM
A warning PDF of date 05/10/2011 (new window) FSA (REINO UNIDO) 
07/09/2011
  • ASCENSUS INTERNATIONAL
  • WWW.ASCENSUSINTERNATIONAL.COM
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
19/11/2008
  • GOTTHARD CAPITAL PARTNERS
  • WWW.GOTTHARDCP.COM
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
19/11/2008
  • EX TRADE
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.