As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 849 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/11/2008
  • BOULTON CAPITAL PARTNERS
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
31/08/2011
  • STERLING FINANCE AG
  • HTTP://STERLINGFINANCELTD.COM
A warning PDF of date 31/08/2011 (new window) FSA (REINO UNIDO) 
19/11/2008
  • BRIDGESTONE TRADING
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
22/10/2008
  • HUNTER ROWE
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
05/10/2011
  • HARBERT EUROPEAN FUND ADVISORS
  • WWW.HARBERTFA.CO.UK
A warning PDF of date 05/10/2011 (new window) FSA (REINO UNIDO) 
22/10/2008
  • ROSSFORD MERGERS & ACQUISITIONS
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
19/11/2008
  • CANTWELL INTERNATIONAL
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
21/02/2018
  • NKF GRUPPEN AS
  • WWW.NKFGRUPPEN.NO
A warning PDF of date 21/02/2018 (new window) FSAN (NORUEGA) 
01/07/2009
  • COMMERCE INVESTMENTS GROUP
  • HTTP://WWW.COMMERCEINVESTMENTS.US
A warning PDF of date 01/07/2009 (new window) FSAN (NORUEGA) 
17/10/2018
  • CUSTODIAN LIFE LTD
A warning PDF of date 17/10/2018 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities.