As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 854 out of 1195
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/05/2013
  • ASTORG PARTNERS
A warning PDF of date 16/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ASTORG PARTNERS SAS NI CON LA ENTIDAD ASTORG PARTNERS UK
16/05/2013
  • HOUSTON DERIVATIVES EXCHANGE
  • HTTP://WWW.HOUDEX.ORG/
A warning PDF of date 16/05/2013 (new window) FSAN (NORUEGA) 
16/05/2013
  • VERIM MANAGEMENT LIMITED
A warning PDF of date 16/05/2013 (new window) CSSF (LUXEMBURGO) 
16/05/2013
  • GENEVE INVEST IRELAND
A warning PDF of date 16/05/2013 (new window) EI_CBI (IRLANDA) 
16/05/2013
  • CLARIDON ASSET MANAGEMENT
A warning PDF of date 16/05/2013 (new window) EI_CBI (IRLANDA) 
16/05/2013
  • I-RISK BVBA
A warning PDF of date 16/05/2013 (new window) FSMA (BELGICA) 
08/05/2013
  • SFVA FINANCE
  • WWW.SFVAFINANCE.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA SFVA SARL
08/05/2013
  • HAYES ASSOCIATES
  • WWW.HAYESASSOCIATES.ORG
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO) 
08/05/2013
  • EMERALD SECURITIES
  • WWW.EMERALD-SECURITIES.COM
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO) 
08/05/2013
  • DEVERE & PARTNERS UK LIMITED / DEVERE LTD
A warning PDF of date 08/05/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEVERE & PARTNERS (UK) LIMITED

Consultation criteria: By type unauthorised entities.