As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 866 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/06/2020
  • CREDIT SUISSE ASSET MANAGEMENT
  • CREDIT SUISSE GROUP AG (CLON)
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS CREDIT SUISSE ASSET MANAGEMENT LIMITED Y CREDIT SUISSE AG
24/06/2020
  • LIBRAC MARKET/LIBRA COIN MARKET (CLON)
  • HTTPS://LIBRACMARKET.COM/
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
24/06/2020
  • HUGO VANDEVELDE (CLON)
  • WWW.HUGOVANDEVELDE.BE
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS HUGO VANDELEVEDE Y H V FINANCIAL PLANNING LTD
24/06/2020
  • CRYPTOPLUS EXCHANGE (CLON)
  • HTTPS://WWW.CRYPTOPLUS.TRADE/
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
24/06/2020
  • CCP INVESTMENT (CLON)
  • WWW.CCPINVESTMENT.COM
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
24/06/2020
  • VANTAGE TRADES (CLON)
  • HTTPS://VANTAGETRADES.COM/
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
24/06/2020
  • THE INVESTMENTHEADS
  • HTTPS://INVESTMENTHEADS.CO.UK/
A warning PDF of date 24/06/2020 (new window) FCA (REINO UNIDO) 
05/05/2020
  • SLBE BVBA (CLON)
  • WWW.SLBE-BVBA.COM
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA SOLVAS LIFE BVBA
05/05/2020
  • ALPSTONE CAPITAL SERVICES LIMITED (CLON)
  • WWW.ALPSTONECAPITAL.CO.UK
  • WWW.ALPSTONE-CAPITAL.CO.UK
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE
05/05/2020
  • SOUTH WEST CAPITAL PARTNERS LLP (CLON)
  • HTTPS://WWW.SOUTHWESTCAPITALPARTNERS.CO.UK/INDEX.HTML
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD REGISTRADA CON EL MISMO NOMBRE

Consultation criteria: By type unauthorised entities.