As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 907 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/01/2009
  • CORPORATE FINANCE
  • CHARLES BURNHAM
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
24/06/2009
  • ANTIQUES SUPERMARKET.COM
  • HTTP://WWW.ANTIQUESSUPERMARKET.COM
A warning PDF of date 24/06/2009 (new window) FSC (ISLA DE MAN) 
24/06/2009
  • CENTURY TRUST AND FINANCE (CFT)
  • VIVIAN WISENECK
A warning PDF of date 24/06/2009 (new window) FSC (ISLA DE MAN) 
21/01/2009
  • KRISTEN HEATHER INVESTMENT FINANCE PLC
  • KRISTEN HEATHER INVESTMENT PLC (ISLE OF MAN)
  • WWW.LADBONLINE.COM
A warning PDF of date 21/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • TAYLOR AND GRANT ASSOCIATES
  • WWW.TAYLORANDGRANTASSOCIATES.COM
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • SKY PRIVATE
  • SKY PRIVATE BANKING
  • WWW.SKYPRIVATE.NET
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • CANARY TRUST SECURITY
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
25/08/2004
  • ANGLO AMERICAN BANK
A warning PDF of date 25/08/2004 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • UBALDI DINO
  • ANDY GOZNY
  • UBALDI CHAMBERS
  • GREGORY COLE
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 
14/01/2009
  • UBALDI CHAMBERS
  • UBALDI DINO
  • ANDY GOZNY
  • GREGORY COLE
A warning PDF of date 14/01/2009 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities.