As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 912 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/08/2011
  • ATLANTIS FINANCIAL
  • WWW.ATLANTIS-FINANCIAL.COM
A warning PDF of date 31/08/2011 (new window) FMA (AUSTRIA) 
23/08/2011
  • POLARIS CAPITAL MANAGEMENT
  • WWW.POLARISCAPMAN.COM
A warning PDF of date 23/08/2011 (new window) FSA (REINO UNIDO) 
23/08/2011
  • MILTON FINANCIALS
  • WWW.MILTONFINANCIALS.COM
A warning PDF of date 23/08/2011 (new window) FSA (REINO UNIDO)ESTA ENTIDAD NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD ALEXANDER DAVID SECURITIES LIMITED, REGISTRADA CON LA FSA (NUM. 469150)
23/08/2011
  • BARRINGTON GROUP
  • HTTP://BARRINGTONCONSULTANCY.COM
A warning PDF of date 23/08/2011 (new window) FSA (REINO UNIDO)ESTA ENTIDAD NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD AMERICANA THE BARRINGTON GROUP INC.
23/08/2011
  • KAIMON GLOBAL
  • WWW.KAIMONGLOBAL.COM
A warning PDF of date 23/08/2011 (new window) SFSA (SUECIA) 
23/08/2011
  • FHM & ASSOCIATES
  • WWW.FHMASSOCIATES.COM
A warning PDF of date 23/08/2011 (new window) JFSC (JERSEY) 
23/08/2011
  • MARCUS & COMPANY INC.
  • WWW.MARCUSANDCOMP.COM
A warning PDF of date 23/08/2011 (new window) FMA (AUSTRIA) 
18/08/2011
  • ATLANTIC CAPITAL TRUST MANAGEMENT
  • ATLANTIC CAPITAL TRUST LLC
  • WWW.ATLANTICCT.COM
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO) 
18/08/2011
  • ATLANTIC CAPITAL TRUST LLC
  • ATLANTIC CAPITAL TRUST MANAGEMENT
  • WWW.ATLANTICCT.COM
A warning PDF of date 18/08/2011 (new window) FSA (REINO UNIDO) 
18/08/2011
  • SMART TRADE FX
  • WWW.SMARTTRADEFX.COM
A warning PDF of date 18/08/2011 (new window) CYSEC (CHIPRE) 

Consultation criteria: By type unauthorised entities.