As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 914 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/02/2021
  • CIPLO PARTNERS PRIVATE EQUITY
  • WWW.CIPLOPARTNERS.COM
A warning PDF of date 17/02/2021 (new window) CSSF (LUXEMBURGO) 
12/04/2023
  • PLATINUM ASSET MANAGEMENT (LUXEMBOURG)
  • HTTPS://PLATINUM-AM-LU.COM/
A warning PDF of date 12/04/2023 (new window) CSSF (LUXEMBURGO) 
12/04/2023
  • CO-FINANCE TRADE LIMITED (LUXEMBOURG)
  • HTTPS://PLATINUM-AM-LU.COM/
A warning PDF of date 12/04/2023 (new window) CSSF (LUXEMBURGO) 
30/10/2019
  • ALYSA GROUP AND/OR ALYSA FINANCE HOLDING SA, SOCIÉTÉ DE GESTION DE PATRIMOINE FAMILIAL SPF
  • WWW.ALYSA-GROUP.COM
A warning PDF of date 30/10/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, ALYSA FINANCE HOLDING S.A.-SPF QUE CESÓ SU ACTIVIDAD EL 13 DE AGOSTO DE 2019.
12/04/2023
  • LSP HOLDING SARL (CLONE)
A warning PDF of date 12/04/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA USA DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE Y LA DIRECCIÓN DE LA ENTIDAD DE LUXEMBURGO LSP HOLDING. PARA ELLO, ENVÍA A POTENCIALES INVERSORES CORREOS ELECTRÓNICOS CON EL FORMATO NOMBRE.APELLIDO@INVESTORSLSP-HOLDING.COM <MAILTO:NOMBRE.APELLIDO@INVESTORSLSP-HOLDING.COM>. DICHOS CORREOS ELECTRÓNICOS PUEDEN LLEVAR LA FIRMA DE UN FALSO AGENTE DE LA CSSF.
15/01/2014
  • BULLS CAPITAL MARKETS
  • WWW.BULLSCAPITALMARKETS.COM
A warning PDF of date 15/01/2014 (new window) CSSF (LUXEMBURGO) 
17/02/2021
  • BANC DE LUXEMBOURG
  • WWW.BANCDELUXEMBOURG.COM
A warning PDF of date 17/02/2021 (new window) CSSF (LUXEMBURGO) 
17/02/2021
  • CENTRE EUROPE SA
  • WWW.CENTREEUROPEINVEST.COM
A warning PDF of date 17/02/2021 (new window) CSSF (LUXEMBURGO) 
19/04/2023
  • HTTPS://BONDSTREET-HOLDINGS.COM
  • BOND STREET HOLDINGS S.A. (CLONE)
A warning PDF of date 19/04/2023 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA, QUE MANDA E-MAILS AL PÚBLICO CON EL FORMATO NOMBRE.APELLIDO@BONDSTREET-HOLDINGS.COM, NO GUARDA NINGUNA RELACIÓN CON LA COMPAÑÍA DE LUXEMBURGO BOND STREET HOLDINGS S.A. DE QUIEN TOMA SU NOMBRE DE MANERA FRAUDULENTA.
19/04/2023
  • LUX SOZIAL SERVICER
  • HTTPS://LUXSOZIALSERVICER.COM
A warning PDF of date 19/04/2023 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities.