As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 962 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/07/2010
  • CHURCHILL ADVISORY
  • WWW.CHURCHILLADVISORY.COM
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
21/07/2010
  • HAMILTON DAVIS CORPORATION
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
21/07/2010
  • SWISS EQUITY INVESTMENT
  • WWW.SWISSEQUITYINVESTMENT.COM
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
21/07/2010
  • REDBRIDGE ASSOCIATES
  • WWW.REDBRIGEASSOCIATES.COM
A warning PDF of date 21/07/2010 (new window) FSA (REINO UNIDO) 
14/07/2010
  • SMITH AND DALTON M&A
  • HTTP://SMITHDALTON.COM/
A warning PDF of date 14/07/2010 (new window) DFSA (DINAMARCA) 
14/07/2010
  • CAPITALIUM CONSULT SCRL
A warning PDF of date 14/07/2010 (new window) CBFA (BELGICA) 
14/07/2010
  • CAPITALIUM EUROPE SA
A warning PDF of date 14/07/2010 (new window) CBFA (BELGICA) 
14/07/2010
  • PK CONSULTANTS USA, INC.
  • WWW.PKCONSULTANTSUSA.COM
A warning PDF of date 14/07/2010 (new window) HCMC (GRECIA) 
14/07/2010
  • MARCUS JONES INTERNATIONAL
  • WWW.MARCUSJONESINTL.COM
A warning PDF of date 14/07/2010 (new window) FSA (REINO UNIDO) 
14/07/2010
  • PENDLETON AND ASSOCIATES
  • WWW.PENDLETONANDASSOCIATES.COM
A warning PDF of date 14/07/2010 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.