As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 933 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/03/2018
  • SOFT LOANS (CLON)
A warning PDF of date 28/03/2018 (new window) FCA (REINO UNIDO) 
28/06/2023
  • SOFTECH TRADES
  • WWW.SOFTECHTRADES.COM
  • HTTPS://CLIENT.SOFTECHTRADES.COM
A warning PDF of date 28/06/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
23/10/2019
  • SOFTWARE AND MEDIA LTD
  • HTTPS://BOXINVESTING.COM
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/12/2021
  • SOGEXIA S.A. (CLONE)
A warning PDF of date 15/12/2021 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA CONTACTA A TRAVÉS DE LA SIGUIENTE DIRECCIÓN DE CORREO FIRSTNAME.SURNAME@SCB-GESTION. ADEMÁS, LA ENTIDAD NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LUXEMBURGO Y DE IGUAL DENOMINACIÓN SOGEXIA S.A.
19/10/2011
  • SOHO SERVICES LIMITED
A warning PDF of date 19/10/2011 (new window) JFSC (JERSEY) 
12/04/2023
  • SOKREDINET
  • HTTPS://SOKREDITNET.COM
A warning PDF of date 12/04/2023 (new window) FSMA (BELGICA) 
19/06/2013
  • SOL TRANSFER AGENTS LLC
  • HTTP://SOLTSFR.COM/
A warning PDF of date 19/06/2013 (new window) FCA (REINO UNIDO) 
25/05/2016
  • SOLAR COURTAGE
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
14/11/2018
  • SOLAR SECURITIES INTERNATIONAL TRANSFER (USA)
  • WWW.SOLARSECURITIESINTLTRANSFER.COM
A warning PDF of date 14/11/2018 (new window) CBI (IRLANDA) 
28/11/2012
  • SOLARIS FINANCIAL SOLUTIONS
  • WWW.SOLARIS-FS.COM
A warning PDF of date 28/11/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.