As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 1195
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/06/2011
  • YOSHIDA CORP.
  • WWW.YOSHIDACORP.COM
A warning PDF of date 29/06/2011 (new window) SFSA (SUECIA) 
06/06/2012
  • YORKSHIRE CAPITAL
  • WWW.YORKSHIRECAPITAL.COM
A warning PDF of date 06/06/2012 (new window) SFSA (SUECIA) 
05/08/2020
  • YORKCG
  • WWW.YORKCG.COM
A warning PDF of date 05/08/2020 (new window) FMA (AUSTRIA) 
21/02/2024
  • YORKCAPITAL EU (CLONE)
  • HTTPS://YORKCAPITAL-EU.COM/ (CLONE)
A warning PDF of date 21/02/2024 (new window) CSSF (LUXEMBURGO)LA WEB ADVERTIDA ESTÁ UTILIZANDO DE MANERA FRAUDULENTA EL NOMBRE DE LA ENTIDAD REGISTRADA EN LA SEC YORK CAPITAL MANAGEMENT OPPORTUNITY FINANCIAL SERVICES S.A., CON QUIEN NO GUARDAN NINGUNA RELACIÓN.
13/10/2010
  • YORK VENTURE CAPITAL
  • WWW.YORKVC.COM
A warning PDF of date 13/10/2010 (new window) SFSA (SUECIA) 
13/10/2022
  • YORK GLOBAL FINANCE (CLONE)
  • HTTPS://WWW.YORKGLOBALFINANCE.COM/ (CLONE)
A warning PDF of date 13/10/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO, YORK GLOBAL FINANCE II S.À R.L
15/01/2020
  • YORK CG
  • HTTPS://YORKCG.COM
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
13/12/2023
  • YIELDNODES / EXCEPTIONAL MEDIA LIMITED
  • WWW.YIELDNODES.COM
A warning PDF of date 13/12/2023 (new window) FMA (AUSTRIA) 
02/11/2017
  • YF ASSET MANAGEMENT (CLON)
  • WWW.YFASSETMANAGEMENT.COM
A warning PDF of date 02/11/2017 (new window) FCA (REINO UNIDO) 
23/12/2020
  • YES LOANS IRELAND (CLON)
  • HTTPS://WWW.YESLOANS-IRELAND.COM/
A warning PDF of date 23/12/2020 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities.