As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 1199
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/05/2002
  • FIELDING CLIFFORD
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
24/05/2002
  • PREMIER EQUITIES LIMITED
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO) 
24/05/2002
  • MILLENNIUM FINANCIAL LTD.
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
24/05/2002
  • PACIFIC FEDERAL, S.A.
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
24/05/2002
  • GLOBESHARE
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO) 
24/05/2002
  • WORLD TRADE FINANCIAL CORPORATION
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO) 
12/06/2002
  • INTERNATIONAL CONSORTIUM GROWTH HOLDINGS
A warning PDF of date 12/06/2002 (new window) EI_CBI (IRLANDA) 
12/06/2002
  • LLOYDS AND ASSOCIATES LTD
A warning PDF of date 12/06/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
12/06/2002
  • MILLENNIUM FINANCIAL LTD.
A warning PDF of date 12/06/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
12/06/2002
  • CLOVER INTERNATIONAL ADVISORS
A warning PDF of date 12/06/2002 (new window) EI_CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities.