As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1088 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/09/2023
  • KENSINGTON UCITS ICAV (CLONE)
  • HTTPS://WWW.KENSINGTONUCITSICAV.COM/ (CLONE)
A warning PDF of date 06/09/2023 (new window) CBI (IRLANDA)ESTA ENTIDAD NO AUTORIZADA HA CLONADO LOS DATOS DE UNA EMPRESA AUTORIZADA POR EL BANCO CENTRAL.
22/02/2017
  • KAWANO AND ASSOCIATES (JAPAN)
A warning PDF of date 22/02/2017 (new window) CBI (IRLANDA) 
22/03/2023
  • LION BONDS
  • HTTP://LION-BONDS.COM/
A warning PDF of date 22/03/2023 (new window) CBI (IRLANDA) 
22/03/2023
  • CITIBANK EUROPE PLC (CLONE)
A warning PDF of date 22/03/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA USA DE MANERA FRAUDULENTA LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA DEL MISMO NOMBRE CITIBANK EUROPE PLC
01/03/2017
  • MCKINLEY THOMAS & ASSOCIATES (USA)
A warning PDF of date 01/03/2017 (new window) CBI (IRLANDA) 
06/09/2023
  • RBS ASSET MANGEMENT (DUBLIN) LIMITED (CLONE)
  • WWW.RBSDUBLIN.COM (CLONE)
  • WWW.RBSINTERNATIONAL.IE (CLONE)
  • WWW.RBSIRELAND.COM (CLONE)
  • WWW.RBS-DUBLIN.COM (CLONE)
A warning PDF of date 06/09/2023 (new window) CBI (IRLANDA)ESTA ENTIDAD NO AUTORIZADA HA CLONADO LOS DATOS DE UNA EMPRESA AUTORIZADA POR EL BANCO CENTRAL.
01/02/2017
  • COLBERT & WELLING LLP (USA)
A warning PDF of date 01/02/2017 (new window) CBI (IRLANDA) 
01/02/2017
  • DRAKEFIELD CORPORATE PARTNERS (USA)
A warning PDF of date 01/02/2017 (new window) CBI (IRLANDA) 
02/08/2023
  • BALANCED FINANCE LTD
  • HTTPS://BALANCEDFINANCELTD.COM
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 
02/08/2023
  • ADVANCE PERSONAL CREDIT LTD (CLONE)
  • HTTPS://ADVANCEPERSONALCREDIT.WEBS.COM/ (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities.