As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 852 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/10/2020
  • AU-F / AUF LIMITED
  • HTTPS://AU-F.COM
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
21/10/2020
  • UK BONDS INDEX
  • UK-BONDSINDEX.COM
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
21/10/2020
  • EASY MONEY LOAN
  • WWW.EASYMONEYLOAN.CO.UK
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
21/10/2020
  • THEBONDLAB.COM
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
21/10/2020
  • VIRGIN MONEY (CLON)
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CLYDESDALE BANK PLC
21/10/2020
  • MONEYCORP LIFE AND WEALTH INVESTMENT MANAGEMENT (CLON)
  • WWW.MLWGROUPEU.COM
  • WWW.MLWEU.COM
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA MONEYCORP BANK LIMITED
21/10/2020
  • NORDEN WEALTH MANAGEMENT (CLON)
  • WWW.NORDENWEALTH.CO.UK
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NORDEN FONDSMEGLERFORRETNING AS
21/10/2020
  • STAUNCH CAPITAL / STAUNCH CAPITAL INVESTMENT
  • HTTPS://STAUNCHCAPITAL.COM
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO) 
21/10/2020
  • BARISEAU CAPITAL MANAGEMENT (CLON)
  • WWW.BARISEAUCM.CO.UK
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA PHILIPPE BARISEAU
28/10/2020
  • WALLWOOD BROKER (CLON)
  • WWW.WALLWOODBROKER.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA WALLWOOD CAPITAL MANAGEMENT LIMITED

Consultation criteria: By type unauthorised entities.