As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1003 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/06/2009
  • ARMSTRONG&KNIGHT
  • WWW.ARMSTRONGKNIGHT.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
10/06/2009
  • OMEGA GLOBAL TRADING INC
  • WWW.OGLOBALTRADING.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
10/06/2009
  • WELLESLEY INTERNATIONAL GROUP
  • WWW.WELLESLYINTERNATIONAL.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
10/06/2009
  • EAST FINANCIAL GROUP INC.
  • WWW.EASTFINANCIALGROUP.NET
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
10/06/2009
  • SPARTACUS PRIVATE EQUITY GROUP
  • WWW.SPARTACUS-GROUP.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
10/06/2009
  • ATLAS EQUITIES
  • WWW.ATLASEQUITIES.COM
A warning PDF of date 10/06/2009 (new window) SFSA (SUECIA) 
27/05/2009
  • ROTHMAN CAPITAL
  • WWW.ROTHMANCAPITAL.COM
A warning PDF of date 27/05/2009 (new window) SFSA (SUECIA) 
27/05/2009
  • FIRST PRIME GROUP
  • WWW.FIRSTPRIMEGROUP.COM
A warning PDF of date 27/05/2009 (new window) AFM (PAISES BAJOS) 
27/05/2009
  • FIRST NEVADA SECURITIES LTD.
  • WWW.FIRSTNEVADASECURITIES.COM
A warning PDF of date 27/05/2009 (new window) SFSA (SUECIA) 
20/05/2009
  • WINSLOW TRADE
  • WWW.WINSLOWESCROW.COM
A warning PDF of date 20/05/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.