Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1003 out of 1168
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
05/12/2017 |
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KIN CAPITAL / CHEMMI HOLDINGS
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WWW.KIN-CAPITAL.COM
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS |
15/11/2023 |
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SMART KREDIET
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HTTPS://SMARTKREDIET.COM/
|
| FSMA (BELGICA) | |
05/12/2017 |
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MARKETS BROKER / AGE CAPITAL (PAYMENTS SOLUTIONS) LTD
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WWW.MARKETSBROKER.COM
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS |
22/06/2011 |
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GUARDIAN INTERNATIONAL LTD.
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WWW.GUARDIAN-INTER.COM
|
| FSMA (BELGICA) | |
19/10/2011 |
|
| FSMA (BELGICA) | |
05/12/2017 |
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TOKAI NATIONAL PARTNERS
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WWW.TNPSECURITIES.COM
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS). |
05/12/2017 |
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CMS TRADER / PANDORX VENTURES LIMITED
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WWW.CMSTRADER.COM
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS. |
10/11/2016 |
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CARMANN, REED, EDWARDS ASSOCIATES LAWYERS / TUNNER GRANT & ASSOCIATES / CARMANN CONSULTANCY SERVICES
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PARKWELL & COMPANY INC.
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SHAW, EDWARDS, EMMERSON & KNIGHT
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WALDMANN ASSET MANAGEMENT / CARDAN LIMITED / CEDAN LIMITED / GRANDWIC LIMITED / LESTON LIMITED
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DODSON NORWOOD / KIMBALL GROUP INTERNATIONAL LIMITED / PVSS HOLDINGS LIMITED
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NEWTON INVEST / JH TRADING / RT TRADING / GS INFO
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FRANK BOSSUYT & PARTNERS (CLON)
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MANRICH LIMITED / MUTUAL HOPE LIMITED / OXRED LIMITED / TRICORP LIMITED
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HASEGAWA FINANCIAL HOLDINGS / ELANTRA LIMITED / JEC INVESTMENT LIMITED / UNITED EQUITY CLEARING LTD
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OSHIRO ASSOCIATES
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EPHRAIM GLOBAL / BOLTIN LIMITED / HAMBERG LIMITED
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ICSID (INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT DISPUTES)
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WALLACE ASSOCIATED INC.
|
| FSMA (BELGICA) | ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS) |
09/02/2022 |
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LUXURY CAPITALS
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WWW.LUXURYCAPITALS.COM
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WWW.LUXURY-CAPITALS.COM
|
| FSMA (BELGICA) | |
19/10/2011 |
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ALTERNATIVE INVESTMENTS ADVISORS
|
| FSMA (BELGICA) | |
Consultation criteria: By type unauthorised entities.