As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1003 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/12/2017
  • KIN CAPITAL / CHEMMI HOLDINGS
  • WWW.KIN-CAPITAL.COM
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
15/11/2023
  • SMART KREDIET
  • HTTPS://SMARTKREDIET.COM/
A warning PDF of date 15/11/2023 (new window) FSMA (BELGICA) 
05/12/2017
  • MARKETS BROKER / AGE CAPITAL (PAYMENTS SOLUTIONS) LTD
  • WWW.MARKETSBROKER.COM
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
22/06/2011
  • GUARDIAN INTERNATIONAL LTD.
  • WWW.GUARDIAN-INTER.COM
A warning PDF of date 22/06/2011 (new window) FSMA (BELGICA) 
19/10/2011
  • BOWER BEST CONSULTANTS
A warning PDF of date 19/10/2011 (new window) FSMA (BELGICA) 
05/12/2017
  • TOKAI NATIONAL PARTNERS
  • WWW.TNPSECURITIES.COM
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
05/12/2017
  • CMS TRADER / PANDORX VENTURES LIMITED
  • WWW.CMSTRADER.COM
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS.
10/11/2016
  • CARMANN, REED, EDWARDS ASSOCIATES LAWYERS / TUNNER GRANT & ASSOCIATES / CARMANN CONSULTANCY SERVICES
  • PARKWELL & COMPANY INC.
  • SHAW, EDWARDS, EMMERSON & KNIGHT
  • WALDMANN ASSET MANAGEMENT / CARDAN LIMITED / CEDAN LIMITED / GRANDWIC LIMITED / LESTON LIMITED
  • DODSON NORWOOD / KIMBALL GROUP INTERNATIONAL LIMITED / PVSS HOLDINGS LIMITED
  • NEWTON INVEST / JH TRADING / RT TRADING / GS INFO
  • FRANK BOSSUYT & PARTNERS (CLON)
  • MANRICH LIMITED / MUTUAL HOPE LIMITED / OXRED LIMITED / TRICORP LIMITED
  • HASEGAWA FINANCIAL HOLDINGS / ELANTRA LIMITED / JEC INVESTMENT LIMITED / UNITED EQUITY CLEARING LTD
  • OSHIRO ASSOCIATES
  • EPHRAIM GLOBAL / BOLTIN LIMITED / HAMBERG LIMITED
  • ICSID (INTERNATIONAL CENTRE FOR SETTLEMENT OF INVESTMENT DISPUTES)
  • WALLACE ASSOCIATED INC.
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
09/02/2022
  • LUXURY CAPITALS
  • WWW.LUXURYCAPITALS.COM
  • WWW.LUXURY-CAPITALS.COM
A warning PDF of date 09/02/2022 (new window) FSMA (BELGICA) 
19/10/2011
  • ALTERNATIVE INVESTMENTS ADVISORS
A warning PDF of date 19/10/2011 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities.