As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1029 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/12/2006
  • JACOBS & BURNS
  • WWW.JACOBSBURNS.COM
A warning PDF of date 27/12/2006 (new window) JFSC (JERSEY) 
01/12/2004
  • PICCADILLY FINANCE
  • WWW.PICCADILLYFN.COM
A warning PDF of date 01/12/2004 (new window) JFSC (JERSEY) 
03/01/2007
  • WAKEFIELD & STERN CORPORATION
  • WWW.WAKEFIELDSTERN.CH
A warning PDF of date 03/01/2007 (new window) JFSC (JERSEY) 
01/12/2004
  • AFRICAN EUROPEAN FINANCE TRUST
A warning PDF of date 01/12/2004 (new window) JFSC (JERSEY) 
19/06/2002
  • ARROW INTERNATIONAL MANAGEMENT SERVICES LIMITED
A warning PDF of date 19/06/2002 (new window) JFSC (JERSEY) 
14/12/2011
  • NOVA UK LTD
A warning PDF of date 14/12/2011 (new window) JFSC (JERSEY) 
31/01/2007
  • HANOVER COMPANY LIMITED
A warning PDF of date 31/01/2007 (new window) JFSC (JERSEY) 
25/08/2004
  • PLATINIUM MERCHANT MANAGEMENT
A warning PDF of date 25/08/2004 (new window) JFSC (JERSEY) 
13/07/2011
  • MR TIMOTHY JOHN TINDALL
A warning PDF of date 13/07/2011 (new window) JFSC (JERSEY) 
13/12/2006
  • NATIONWIDE BANK
  • WWW.NATIONWIDEB.COM
A warning PDF of date 13/12/2006 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities.