As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1034 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/09/2008
  • DAUPHIN ASSET EUROPE
A warning PDF of date 17/09/2008 (new window) AFM (PAISES BAJOS) 
17/09/2008
  • ENSCHEDE FINANCE
  • BKR-KREDIET
  • METROPOLITAN CREDIT CORP
A warning PDF of date 17/09/2008 (new window) AFM (PAISES BAJOS) 
17/09/2008
  • BKR-KREDIET
  • ENSCHEDE FINANCE
  • METROPOLITAN CREDIT CORP
A warning PDF of date 17/09/2008 (new window) AFM (PAISES BAJOS) 
17/09/2008
  • METROPOLITAN CREDIT CORP
  • ENSCHEDE FINANCE
  • BKR-KREDIET
A warning PDF of date 17/09/2008 (new window) AFM (PAISES BAJOS) 
17/09/2008
  • WALL STREET MANAGEMENT CORP
  • WWW.WALLSTREETMGT.COM
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
17/09/2008
  • HAWKINS & DOYLE
  • WWW.HAWKINSDOYLE.COM
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
17/09/2008
  • DAVIS MAYER GROUP
  • THOMAS CASTLE MANAGEMENT
  • WWW.DAVISMAYER.COM
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
17/09/2008
  • THOMAS CASTLE MANAGEMENT
  • DAVIS MAYER GROUP
  • WWW.THOMAS-CASTLE.COM
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
17/09/2008
  • EURO CAPITAL MARKET SERVICES
  • CAPITAL MANAGEMENT FOUNDATION OF NORTH AMERICA INC. (CMF)
A warning PDF of date 17/09/2008 (new window) AMF (FRANCIA) 
17/09/2008
  • CAPITAL MANAGEMENT FOUNDATION OF NORTH AMERICA INC. (CMF)
  • EURO CAPITAL MARKET SERVICES
A warning PDF of date 17/09/2008 (new window) AMF (FRANCIA) 

Consultation criteria: By type unauthorised entities.