As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1035 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
31/03/2010
  • BANK OF FAMILY
  • WWW.BANKOFFAMILY.COM
A warning PDF of date 31/03/2010 (new window) JFSC (JERSEY) 
14/04/2010
  • CAPITAL MARKETS ADVISORY
  • WWW.CAPITALMARKETSADVISORY.COM
A warning PDF of date 14/04/2010 (new window) JFSC (JERSEY) 
19/06/2002
  • ARROW INTERNATIONAL MANAGEMENT SERVICES LIMITED
A warning PDF of date 19/06/2002 (new window) JFSC (JERSEY) 
12/09/2007
  • ARRAN FUNDING LIMITED
  • WWW.ARRAN-FUNDING.COM
A warning PDF of date 12/09/2007 (new window) JFSC (JERSEY)SIN CONEXIÓN CON LA ENTIDAD LEGALMENTE ESTABLECIDA ARRAN FUNDING LIMITED GESTIONADA POR MOURANT.
22/06/2005
  • WHC TRUST
  • WWW.WHITEHORSECORP.COM
A warning PDF of date 22/06/2005 (new window) JFSC (JERSEY) 
22/06/2005
  • WHC BANK INC
  • WWW.WHITEHORSECORP.COM
A warning PDF of date 22/06/2005 (new window) JFSC (JERSEY) 
26/10/2011
  • JLS CAPITAL GROUP
A warning PDF of date 26/10/2011 (new window) JFSC (JERSEY) 
22/06/2005
  • ROYAL OFFSHORE BANK
  • WWW.ROYALOFFSHORE.COM
A warning PDF of date 22/06/2005 (new window) JFSC (JERSEY) 
19/05/2010
  • QU4DTRO CAPITAL INTERNATIONAL (UK) LIMITED
  • GEORGE EDWARD LOCKHART
A warning PDF of date 19/05/2010 (new window) JFSC (JERSEY) 
26/10/2011
  • ATP FINANCIAL
A warning PDF of date 26/10/2011 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities.