Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1061 out of 1166
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
14/10/2015 |
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UNITED TAX CONSULTING LIMITED
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WWW.UNITEDTAXCONSULTINGLTD.COM
|
| SFSA (SUECIA) | |
24/08/2016 |
-
UNITED TRADING MARKETS (UT MARKETS)
|
| BFSC (BULGARIA) | |
15/07/2009 |
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UNITED TRUST SOCIEDAD LIMITADA
|
| FMA (AUSTRIA) | |
15/07/2009 |
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UNITED TRUST TRAINING & COACHING, SOCIEDAD LIMITADA
|
| FMA (AUSTRIA) | |
16/01/2013 |
|
| FSA (REINO UNIDO) | |
19/05/2021 |
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UNITEEX INC / DEMURE CONSULTING LTD
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HTTPS://CLIENT.UNITEEX.CO
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WWW.UNITEEX.CO
|
| CONSOB (ITALIA) | LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS |
03/03/2021 |
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UNITESTOCKS / DEMURE CONSULTING LTD
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HTTPS://UNITESTOCKS.COM/
|
| CMVM (PORTUGAL) | |
23/02/2022 |
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UNIVERSAL ASSET MANAGEMENT
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WWW.UNIVERSALASSETMGMT.COM
|
| FSMA (BELGICA) | |
10/03/2021 |
-
UNIVERSAL ASSET MANAGEMENT
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HTTPS://UNIVERSALASSETMGMT.COM
|
| AFM (PAISES BAJOS) | ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS). |
15/12/2021 |
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UNIVERSAL CAPITAL INVESTMENT
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UNIVERSALCAPITALINVESTMENT.COM
|
| FCA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities.