As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1063 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/11/2020
  • ARROW CAPITAL LTD
  • HTTPS://WWW.LVGROWMARKETS.COM
A warning PDF of date 25/11/2020 (new window) CMVM (PORTUGAL) 
10/02/2021
  • ASPEN HOLDING / NEXT TRADE LTD
  • HTTPS://ASPENHOLDING.CO/
A warning PDF of date 10/02/2021 (new window) CMVM (PORTUGAL) 
10/08/2022
  • HTTPS://PRO-CPT-SEC.COM/LOGIN.PHP (CLONE)
A warning PDF of date 10/08/2022 (new window) CMVM (PORTUGAL)LA ENTIDAD ADVERTIDA, QUE USA EL CORREO ELECTRÓNICO INFO@KNG-SECURITES.COM NO GUARDA RELACIÓN CON LA ENTIDAD REGISTRADA EN LA CMVM KNG SECURITIES INTERNATIONAL - EMPRESA DE INVESTIMENTO, LDA
10/08/2022
  • BELLROSE GROUP
  • HTTPS://BELLROSEGROUP.COM/
A warning PDF of date 10/08/2022 (new window) CMVM (PORTUGAL) 
10/08/2022
  • FINCLOUD CAPITAL
  • HTTPS://FINCLOUD.CAPITAL/PT
A warning PDF of date 10/08/2022 (new window) CMVM (PORTUGAL) 
10/08/2022
  • ACTION CORRETORA
  • HTTPS://WWW.ACTIONCORRETORA.COM
A warning PDF of date 10/08/2022 (new window) CMVM (PORTUGAL) 
10/01/2018
  • GTPCAPITAL
  • WWW.GTPCAPITAL.COM
A warning PDF of date 10/01/2018 (new window) CMVM (PORTUGAL) 
31/01/2024
  • WINTRADERMARKTES
  • HTTPS://WINTRADEMARKETS.COM/
A warning PDF of date 31/01/2024 (new window) CMVM (PORTUGAL) 
29/08/2012
  • ROBINSON FRANKLIN
  • HTTP://WWW.ROBINSONFRANKLIN.COM/
A warning PDF of date 29/08/2012 (new window) CMVM (PORTUGAL) 
08/03/2023
  • INVDAILY / ADVANCED SOFTWARE SOLUTIONS LDA
  • HTTPS://WWW.INVDAILY.COM/
A warning PDF of date 08/03/2023 (new window) CMVM (PORTUGAL) 

Consultation criteria: By type unauthorised entities.