As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1065 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
28/03/2007
  • TAHOE FUTURES (TAHOE)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
28/03/2007
  • NEW YORK OPTIONS EXCHANGE (NYOEX)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
13/12/2023
  • DWS INVEST (IE) ICAV (CLONE)
A warning PDF of date 13/12/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@DWS-MANAGEMENTIRELAND.COM , NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI DWS INVEST (IE) ICAV.
14/09/2022
  • BARON CAPITAL PARTENAIRE (BCP) (CLONE)
  • WWW.BCPARTENAIRE.COM (CLONE)
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA) 
14/09/2022
  • RADIX OPTIONS
  • HTTP://WWW.RADIXOPTIONFX.ONLINE
  • WWW.RADIXOPTIONFX.LIVE
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA) 
08/11/2023
  • VENTURE WEALTH (CLONE)
  • WWW.VENTURE-WEALTH.COM (CLONE)
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@VENTURE-WEALTH.COM NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI VENTURE WEALTH LIMITED.
14/09/2022
  • MANAGED ACCOUNTS FUND SERVICES PLC (CLONE)
  • WWW.SECURECORPMAFSPLC.COM (CLONE)
  • WWW.MAFS-PLC.COM (CLONE)
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA) 
14/09/2022
  • GLENCAR ICAV (CLONE)
  • WWW.GLENCAR-ICAV.COM (CLONE)
  • HTTP://WWW.CORP-GLENCAR.COM/ (CLONE)
A warning PDF of date 14/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA USADO DE MANERA FRAUDULENTA EL NOMBRE, DIRECCIÓN Y NÚMERO DE AUTORIZACIÓN DE UNA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA
11/10/2017
  • CHINATSU AND PARTNERS (JAPON)
A warning PDF of date 11/10/2017 (new window) CBI (IRLANDA) 
08/11/2023
  • PERMANENT TSB (CLONE)
A warning PDF of date 08/11/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA POR EL CBI, QUE ACTÚA A TRAVÉS DE (ENTRE OTRAS) LAS DIRECCIONES DE CORREO ELECTRÓNICO NEWCLIENT@PTSB-ONBOARDING.COM ;ONBOARDING@PTSGB-ENQUIRY.COM;ONBOARDING@PTSBNEWCLIENT.COM Y COMPLAINTS@PTSB-ONBOARDING.COM;NO GUARDA RELACIÓN CON LA FIRMA AUTORIZADA POR EL CBI PERMANENT TSB.

Consultation criteria: By type unauthorised entities.