As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1085 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/11/2018
  • ASSURANCE ET CAPITAL PARTNERS (CLON)
  • WWW.AETCPARTNERS.COM
A warning PDF of date 21/11/2018 (new window) FCA (REINO UNIDO) 
11/06/2014
  • ASSIPRIME EURO BROKERING CLON
A warning PDF of date 11/06/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA ASSIPRIME EURO BROKERING SRL
19/02/2020
  • ASSETZ CAPITAL (CLON)
  • WWW.ASSETZCAPITAL.CO.UK
A warning PDF of date 19/02/2020 (new window) FCA (REINO UNIDO) 
09/02/2022
  • ASSETSHOT
  • WWW.ASSETSHOT.COM
A warning PDF of date 09/02/2022 (new window) FSMA (BELGICA) 
15/02/2023
  • ASSETSFXT
  • WWW.ASSETSFXT.COM
A warning PDF of date 15/02/2023 (new window) FCA (REINO UNIDO) 
07/06/2023
  • ASSETS-ACCESS
  • HTTPS://WWW.ASSETS-ACCESSLTD.COM
  • HTTPS://ASSET-ACCESS.COM/
A warning PDF of date 07/06/2023 (new window) FSMA (BELGICA) 
14/12/2022
  • ASSETS FINANCIAL BANK
  • WWW.ASSETSFINANB.COM
A warning PDF of date 14/12/2022 (new window) FCA (REINO UNIDO) 
16/11/2022
  • ASSETS DELUXE TRADING
  • HTTPS://ASSETSDELUXETRADING.COM/
A warning PDF of date 16/11/2022 (new window) FCA (REINO UNIDO) 
26/11/2014
  • ASSETS CREDIT UNION
A warning PDF of date 26/11/2014 (new window) FSMA (BELGICA) 
30/11/2022
  • ASSETGLOBAL INVESTMENTS
  • WWW.ASSETGLOBAL.ORG
A warning PDF of date 30/11/2022 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.