Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1091 out of 1168
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
23/11/2016 |
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LAWSON MANAGEMENT GROUP LLC (USA)
|
| CBI (IRLANDA) | |
27/10/2021 |
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NOE P&I DAC (CLONE)
-
WWW.NORTHOFENGLANDPEL.COM (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN IRLANDA DENOMINADA NORTH OF ENGLAND P&I DAC. |
03/10/2018 |
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BRIDGE ROAD CAPITAL MANAGEMENT (IRLANDA)
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WWW.BRCMANAGEMENT.COM
|
| CBI (IRLANDA) | |
10/01/2024 |
-
AMBER CAPITAL INVESTMENT MANAGEMENT ICAV (CLONE)
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WWW.CORP-AMBER.COM (CLONE)
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WWW.AMBERCAPITALICAV.COM (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI AMBER CAPITAL INVESTMENT MANAGEMENT ICAV, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA. |
10/01/2024 |
-
QUANTUM IRELAND ICAV (CLONE)
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WWW.QUANTUMIRELANDICAV.COM (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI QUANTUM IRELAND ICAV, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA. |
31/10/2018 |
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BORMANCORP/BOARD LTD (ISLAS MARSHALL)
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WWW.BORMANCORP.COM
|
| CBI (IRLANDA) | |
18/10/2023 |
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J P MORGAN PRIVATE BANK (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA POR EL CBI HA USADO DE MANERA FRAUDULENTA DATOS COMO EL NOMBRE Y DIRECCIÓN REGISTRADA, DE LA FIRMA AUTORIZADA POR EL CBI J.P. MORGAN IRELAND, CON QUIEN NO GUARDA NINGUNA CONEXIÓN |
10/11/2016 |
|
| CBI (IRLANDA) | |
10/01/2024 |
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FISHER INVESTMENTS (CLONE)
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA, QUE ACTÚA A TRAVÉS DE LA DIRECCIÓN DE CORREO ELECTRÓNICO ALEXANDER.WARD@FISHERSECUREDEPOSIT.COM , NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD AUTORIZADA POR EL CBI FISHER INVESTMENTS IRELAND LIMITED, A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA. |
28/04/2021 |
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LIBOR TC (CLONE)
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HTTPS://LIBORTC.COM
|
| CBI (IRLANDA) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON GLOBAL LIBOR PLUS BOND FUND. |
Consultation criteria: By type unauthorised entities.