As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 12 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/03/2023
  • AB INVESTMENT
  • AB-INVESTMENT-ACCES.NET
  • HTTPS://CBCGROUP-LU.COM/LOGIN
  • AB-INVESTMENT.NET
A warning PDF of date 15/03/2023 (new window) FSMA (BELGICA) 
26/10/2022
  • AB INVESTMENT FINANCIAL COMPANY (CLONE)
  • ACKERMANN & BALLARD (CLONE)
A warning PDF of date 26/10/2022 (new window) CSSF (LUXEMBURGO)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE LOS DATOS DE LA ENTIDAD REGISTRADA EN LUXEMBURGO AB INVESTMENT S.A.
17/02/2021
  • ABA EXCHANGE (OPERANDO COMO BIT TRADING)
  • WWW.BIT-TRADING.COM
  • WWW.CRYPTO-ECM.COM
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO) 
28/10/2020
  • ABA EXCHANGE (OPERANDO COMO BIT TRADING)
  • WWW.BIT-TRADING.COM
A warning PDF of date 28/10/2020 (new window) FCA (REINO UNIDO) 
29/02/2012
  • ABACUS FINANCIAL MANAGEMENT
  • WWW.ABACUSFINANCIALMGMT.COM
A warning PDF of date 29/02/2012 (new window) FSA (REINO UNIDO)LA SOCIEDAD ADVERTIDA NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON LA FSA ABACUS FINANCIAL MANAGEMENT, REG. Nº 182922.
28/10/2009
  • ABACUS MARKETING SERVICES
  • WWW.ABACUSMARKETINGSERVICES.COM
A warning PDF of date 28/10/2009 (new window) SFC (HONG KONG) 
05/02/2020
  • ABAKUS GROUP S.A.
  • WWW.ABAKUS-GROUP-SA.COM
A warning PDF of date 05/02/2020 (new window) CSSF (LUXEMBURGO) 
04/05/2011
  • ABBERLEY CAPITAL
  • WWW.ABBERLEYCAPITAL.COM
A warning PDF of date 04/05/2011 (new window) FSA (REINO UNIDO) 
16/08/2006
  • ABBEY HOUSE ACQUISITIONS
  • WWW.ABBEYHOUSEACQUISITIONS.COM
A warning PDF of date 16/08/2006 (new window) SFC (HONG KONG) 
23/02/2022
  • ABBEY WEALTH (CLONE)
  • WWW.ABBEYWEALTH.EU (CLONE)
A warning PDF of date 23/02/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS Y DE DENOMINACIÓN AFS WEALTH MANAGEMENT & INSURANCE ADVISERS LIMITED Y AWM WEALTH ADVISERS LIMITED

Consultation criteria: By type unauthorised entities.