As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 14 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
17/09/2008
  • ABERDEEN PACIFIC GROUP
  • WWW.ABERDEENPACIFICGROUP.COM
A warning PDF of date 17/09/2008 (new window) SFSA (SUECIA) 
19/11/2014
  • ABERDEEN TRUST
  • WWW.ABERDEENTRUST.COM
A warning PDF of date 19/11/2014 (new window) FCA (REINO UNIDO) 
26/02/2014
  • ABFX
  • HTTP://WWW.ALPHABETAFX.COM/
A warning PDF of date 26/02/2014 (new window) MFSA (MALTA) 
30/10/2019
  • ABIG AS OG KASO SECURITIES AS
  • WWW.ABIG.NO
A warning PDF of date 30/10/2019 (new window) FSAN (NORUEGA) 
03/08/2022
  • ABILITY CORPORATE ADVISORY
  • HTTPS://ABILITYCORPORATEADVISORY.COM/
A warning PDF of date 03/08/2022 (new window) FCA (REINO UNIDO) 
14/09/2022
  • AB-INVESTMENT-ACCES.NET
A warning PDF of date 14/09/2022 (new window) FSMA (BELGICA) 
17/04/2013
  • ABLE CAPITAL
  • WWW.ABLE-CAPITAL.COM
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO) 
07/10/2020
  • ABN AMRO PRIVATE BANK (CLON)
  • WWW.ABNAMRO-UK.COM
  • WWW.ABN-AMRO-NV.COM
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD DEBIDAMENTE REGISTRADA ABN AMRO BANK NV
12/07/2006
  • ABNAT SECURE PLC
  • WWW.ABNATPLCSECURE.COM
A warning PDF of date 12/07/2006 (new window) FSC (ISLA DE MAN) 
05/12/2012
  • ABNEY ASSOCIATES
A warning PDF of date 05/12/2012 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities.