As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 817 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/07/2013
  • ELDRIDGE FINANCIAL
  • HTTP://WWW.EFPRIVATECLIENTS.COM/
A warning PDF of date 10/07/2013 (new window) FSAN (NORUEGA) 
10/07/2013
  • CONQUEST PRIVATE EQUITY LLC
  • HTTP://WWW.CONQUESTPE.COM/INDEX-2.PHP
A warning PDF of date 10/07/2013 (new window) FSAN (NORUEGA) 
10/07/2013
  • FORTRESS GLOBAL MARKET SARL
A warning PDF of date 10/07/2013 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
10/07/2013
  • KIRAYAKA INTERNATIONAL
  • HTTP://WWW.KIRAYAKAINTERNATIONAL.COM/
A warning PDF of date 10/07/2013 (new window) DFSA (DINAMARCA) 
10/07/2013
  • Q-BUSINESS
A warning PDF of date 10/07/2013 (new window) FSMA (BELGICA) 
10/07/2013
  • EDMUND ROME CORPORATE
A warning PDF of date 10/07/2013 (new window) FSMA (BELGICA) 
03/07/2013
  • SWAN ASSET MANAGEMENT
  • WWW.SWANMGMT.COM
  • WWW.SAMINTLCONSULTANTS.COM
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO) 
03/07/2013
  • NOVUM CAPITAL
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NOVUM CAPITAL LIMITED NI CON LA ENTIDAD ALEMANA NOVUM CAPITAL BERATUNGSGESELLSCHAFT MBH
03/07/2013
  • LEONARD ULLRICH NEUMANN
  • WWW.LEONARDULLRICHNEUMANN.COM
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO) 
03/07/2013
  • INTERNATIONAL BROKERS WORLDWIDE
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.