As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 835 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/09/2011
  • INVESTMENT CAPITAL CONSULTANTS (ICC)
  • WWW.INVESTMENTCAPITALCONSULTANTS.CO.UK
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
07/09/2011
  • INNIS FINANCIAL SERVICE LLC
  • WWW.INNISFS.COM
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
13/04/2005
  • BAILEY AND BENNETT MERGERS AND ACQUISITIONS
A warning PDF of date 13/04/2005 (new window) FSA (REINO UNIDO) 
07/09/2011
  • SQUARE MILE FINANCE
  • WWW.SQUAREMILEFINANCE.COM
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
14/09/2011
  • BERRINGTON FUND MANAGEMENT
A warning PDF of date 14/09/2011 (new window) FSA (REINO UNIDO) 
14/09/2011
  • ANTEK GLOBAL CONSULTANTS LTD
  • HTTP://ANTEKGLOBALCONSULTANTS.COM
A warning PDF of date 14/09/2011 (new window) FSA (REINO UNIDO) 
07/09/2011
  • SYNERGY EUROPE
  • WWW.SYNERGYEUROPE.EU
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
07/09/2011
  • HONG KONG FINANCE
  • WWW.HKFINCN.COM
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
07/09/2011
  • BRENNER AND ASSOCIATES
  • WWW.BRENNERCONSULTANCY.COM
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
07/09/2011
  • BELVEDERE CAPITAL PARTNERS
  • WWW.BELVEDERECAPITALPARTNERS.COM
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.