Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 847 out of 1166
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
10/11/2011 |
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DMR CONSULTING LLC
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WWW.DMRCONSULTINGLLC.COM
|
| SFSA (SUECIA) | |
30/08/2023 |
-
DMA.GD-ACCESPRIVE.COM (CLONE)
|
| CSSF (LUXEMBURGO) | LA ENTIDAD ADVERTIDA INTENTA SUPLANTAR LA IDENTIDAD DE LA ENTIDAD DE LUXEMBURGO LBR INVESTMENTS S.À R.L., CON QUIEN NO GUARDA NINGUNA RELACIÓN. |
03/02/2021 |
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DMA DIRECT AB
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HTTPS://DMADIRECTAB.COM
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HTTPS://CLIENT.DMADIRECTAB.COM
|
| CONSOB (ITALIA) | LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS |
10/11/2022 |
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DLIGHTGLOBALFXM
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HTTPS://DLIGHTGLOBALFXM.COM/
|
| FCA (REINO UNIDO) | |
08/09/2021 |
-
DJE INVESTMENT (CLONE)
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WWW.DJE-INVESTMENT.COM
|
| CSSF (LUXEMBURGO) | LA CSSF ADVIERTE QUE NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA EN LUXEMBURGO DJE INVESTMENT S.A. |
12/07/2017 |
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DIXON ASSOCIATES LTD
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WWW.DIXONASSOCIATESLTD.COM
|
| FCA (REINO UNIDO) | |
21/06/2023 |
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DIVERSIFIED WEALTH & FUND MANAGEMENT LLC / DIVERSIFY WEALTH & FUND MANAGEMENT LLC
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WWW.DIVERSIFIEDWEALTHFUND.COM
|
| FCA (REINO UNIDO) | |
02/03/2011 |
-
DIVERSIFIED PORTFOLIO MANAGEMENT INVEST (DPM INVEST)
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WWW.DPMINVEST.COM
|
| FSA (REINO UNIDO) | |
25/10/2006 |
-
DIVERSIFIED CAPITAL MANAGEMENT LTD
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WWW.DCMANAGEMENTONLINE.COM
|
| SFSA (SUECIA) | |
06/06/2007 |
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DIVERSIFIED CAPITAL MANAGEMENT LTD
|
| NAFM (PAISES BAJOS) | |
Consultation criteria: By type unauthorised entities.