As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 856 out of 1194
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/11/2022
  • EASTSPRING INVESTMENTS (CLONE)
  • HTTPS://EI-WEALTHMANAGEMENT.COM (CLONE)
A warning PDF of date 16/11/2022 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE AL PÚBLICO DE QUE LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN LUXEMBURGO “EASTSPRING INVESTMENTS (LUXEMBOURG) S.A”
10/11/2011
  • EASTRIDGE ASSOCIATES
  • HTTP://EASTRIDGEASSOCIATES.COM
A warning PDF of date 10/11/2011 (new window) JFSC (JERSEY) 
07/09/2011
  • EASTON CORPORATE FINANCE
  • WWW.EASTONCORPORATE.COM
A warning PDF of date 07/09/2011 (new window) FSA (REINO UNIDO) 
04/01/2012
  • EASTMAN PIERCE PARTNERS MERGERS & ACQUISITIONS
  • WWW.EASTMANPIERCE.COM
A warning PDF of date 04/01/2012 (new window) FSA (REINO UNIDO) 
16/11/2011
  • EASTMAN PIERCE PARTNERS MERGERS & ACQUISITIONS
  • WWW.EASTMANPIERCE.COM
A warning PDF of date 16/11/2011 (new window) SFSA (SUECIA) 
06/04/2011
  • EASTMAN ASSET MANAGEMENT
  • WWW.EASTMANASM.COM
A warning PDF of date 06/04/2011 (new window) SFSA (SUECIA) 
01/02/2023
  • EASTERNPOWERNETWORKS-SUSTAINABILITY.CO.UK (CLONE)
  • WWW.EASTERNPOWERNETWORKS-SUSTAINABILITY.CO.UK (CLONE)
A warning PDF of date 01/02/2023 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON UK POWER NETWORKS
15/02/2017
  • EASTERN QUAY ASSET MANAGEMENT
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
16/06/2021
  • EASTERN EUROPE TREASURY FUND SINGLE MEMBER P.C / GRAND EASTERN MARKET EOOD (CLONE)
A warning PDF of date 16/06/2021 (new window) HCMC (GRECIA)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BULBROKERS EAD.
18/01/2012
  • EAST FUND MANAGEMENT
  • WWW.EF-MANAGEMENT.CO.UK
  • WWW.EFM-CONSULTING.CO.UK
A warning PDF of date 18/01/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities.