As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 963 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
08/09/2010
  • CAMELOT ADVISORS
  • WWW.CAMELOTADVISORS.COM
A warning PDF of date 08/09/2010 (new window) FSAN (NORUEGA) 
08/09/2010
  • PRENTICE MANAGEMENT CORP.
  • WWW.PRENTICECORP.COM
A warning PDF of date 08/09/2010 (new window) FSAN (NORUEGA) 
18/08/2010
  • MITSUBISHI GROUP
  • WWW.MITSUBISHI-GROUP.COM
A warning PDF of date 18/08/2010 (new window) FSAN (NORUEGA)SIN RELACIÓN CON LAS COMPAÑÍAS DEL GRUPO MITSUBISHI QUE SE RELACIONAN EN LA PÁGINA WEB WWW.MITSUBISHI.COM
18/08/2010
  • FIRST FINANCIAL MANAGEMENT
  • WWW.FIRSTFINANCIALMGMT.COM
A warning PDF of date 18/08/2010 (new window) FSAN (NORUEGA)SIN RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN LA FSA, FIRST FINANCIAL MANAGEMENT (N.I.) LTD.
18/08/2010
  • COMMODORE ASSET
  • WWW.COMMODOREASSET.COM
A warning PDF of date 18/08/2010 (new window) FSAN (NORUEGA) 
11/08/2010
  • OVANNIS CAPITAL
  • WWW.OVANNISCAPITAL.COM
A warning PDF of date 11/08/2010 (new window) FSAN (NORUEGA) 
11/08/2010
  • OKUMA GROUP
  • WWW.OKUMAGROUP.COM
A warning PDF of date 11/08/2010 (new window) FSAN (NORUEGA) 
04/08/2010
  • EASY BEST CREDIT
  • WWW.EASYBESTCREDIT.COM
A warning PDF of date 04/08/2010 (new window) FMA (AUSTRIA) 
04/08/2010
  • RELAX INVESTMENT FINANCIAL SERVICES LTD.
  • HTTP://WWW.RELAX-INVESTMENTS.COM/
A warning PDF of date 04/08/2010 (new window) FMA (AUSTRIA) 
04/08/2010
  • CASH GROUP AG
  • WWW.CASH-GROUP.AG
A warning PDF of date 04/08/2010 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities.