As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 994 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/11/2020
  • THE CUBE FUND EU
  • WWW.CUBEFUNDEU.COM
A warning PDF of date 18/11/2020 (new window) FCA (REINO UNIDO) 
19/08/2020
  • THE EASY LOANS
  • WWW.THEEASYLOANS.UK
  • WWW.GOEASYLOANS.CO.UK
A warning PDF of date 19/08/2020 (new window) FCA (REINO UNIDO) 
26/04/2017
  • THE ELLIOT PRIVATE EQUITY
  • WWW.ELLIOTPE.COM
A warning PDF of date 26/04/2017 (new window) SFSA (SUECIA) 
27/09/2023
  • THE EMERALD FUND ICAV (CLONE)
A warning PDF of date 27/09/2023 (new window) CBI (IRLANDA) 
08/02/2017
  • THE FINANCE SOLUTIONS
  • WWW.THEFINANCESOLUTIONS.CO.UK
  • WWW.THEFINANCIALSOLUTIONS.CO.UK
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
18/12/2019
  • THE FINANCIAL CONSULTANCY GROUP
  • WWW.FINANCIALCONSULTANCYGROUP.UK
A warning PDF of date 18/12/2019 (new window) FCA (REINO UNIDO) 
28/09/2022
  • THE FUTURE TRADE
A warning PDF of date 28/09/2022 (new window) FSMA (BELGICA) 
13/06/2018
  • THE HAIGHTON RUTH GROUP (CLON)
  • WWW.HAIGHTONRUTHGROUP.COM
A warning PDF of date 13/06/2018 (new window) FCA (REINO UNIDO) 
30/09/2020
  • THE HELPERS (CLON)
  • WWW.THEHELPERS.BE
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
28/10/2009
  • THE HONG KONG COMMODITY TRADING BOARD
  • WWW.HKCTB.ORG
A warning PDF of date 28/10/2009 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities.