As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1082 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/08/2020
  • ATLANTIC CAPITAL MANAGEMENT (CLON)
  • WWW.ATLANTICCM.CO.UK
A warning PDF of date 05/08/2020 (new window) FCA (REINO UNIDO) 
20/09/2006
  • ATLANTIC CAPITAL MANAGEMENT
A warning PDF of date 20/09/2006 (new window) EI_CBI (IRLANDA) 
06/05/2009
  • ATJAMAE POR-ORN
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS) 
22/06/2016
  • ATHOS INTERNATIONAL MANAGEMENT SPRL
  • EAGLE CREST UNDERWRITER
  • EAGLE CREST INSURANCE
A warning PDF of date 22/06/2016 (new window) FSMA (BELGICA) 
05/02/2020
  • ATFXHK INTERNATIONAL LIMITED (CLON)
  • WWW.ATFXHK.COM
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 
24/11/2021
  • ATFX GLOBAL
  • HTTPS://ATFXGLOBAL.INFO
A warning PDF of date 24/11/2021 (new window) FMA (AUSTRIA) 
05/02/2020
  • ATFX (CLON)
  • WWW.ATGMFOREX.COM
  • HTTP://WBWB.2JU96.CN
A warning PDF of date 05/02/2020 (new window) FCA (REINO UNIDO) 
24/01/2018
  • ATB HOLDINGS
  • WWW.ATBHOLDINGS.COM
A warning PDF of date 24/01/2018 (new window) DFSA (DINAMARCA) 
04/10/2017
  • ATB HOLDINGS
  • WWW.ATBHOLDINGS.COM
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
14/10/2015
  • AT BROKERS (CLON)
  • WWW.ATBROKERS.CO.UK
A warning PDF of date 14/10/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE

Consultation criteria: By type unauthorised entities.