As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1031 out of 1168
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/10/2008
  • ROYAL CANARY TRUST
  • ROYAL CANARY TRUST LTD
  • ROYAL CANAREY TRUST
  • ROYAL CANARY TRUST BANK
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
15/10/2008
  • ROYAL CANAREY TRUST
  • ROYAL CANARY TRUST LTD
  • ROYAL CANARY TRUST
  • ROYAL CANARY TRUST BANK
A warning PDF of date 15/10/2008 (new window) FSC (ISLA DE MAN) 
01/10/2008
  • GOLDMAN SACHS ASIA INVESTMENT MANAGEMENT (HONG KONG) LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008
  • GLOBAL OPTIONS GROUP
  • WWW.GLOBALCGP.COM
  • GLOBE ALLIANCE LIMITED
  • WWW.GLOBALOPTIONS.BE
  • WWW.GLOBALOPTIONS.ORG
  • GLOBAL COMMODITIES INC.
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008
  • GLOBAL COMMODITIES INC.
  • WWW.GLOBALCGP.COM
  • GLOBAL OPTIONS GROUP
  • GLOBE ALLIANCE LIMITED
  • WWW.GLOBALOPTIONS.ORG
  • WWW.GLOBALOPTIONS.BE
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
01/10/2008
  • INDIGO FUTURES LIMITED
A warning PDF of date 01/10/2008 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
01/10/2008
  • FAIRFIELD AND HAYES
  • WWW.FAIRFIELDHAYS.COM
A warning PDF of date 01/10/2008 (new window) FSAN (NORUEGA) 
01/10/2008
  • AUGMENTUM MACAU
  • WWW.AUGMENTUMMACAU.COM
A warning PDF of date 01/10/2008 (new window) FSAN (NORUEGA) 
01/10/2008
  • HAMILTON TRADING LTD.
  • WWW.HAMILTON-TRADING.COM
A warning PDF of date 01/10/2008 (new window) CBFA (BELGICA) 
01/10/2008
  • INTERNATIONAL EQUITY PORTFOLIO
A warning PDF of date 01/10/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.