As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1085 out of 1166
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/05/2006
  • BIDVSASK INVESTMENT LIMITED
  • WWW.BIDVASK.COM
A warning PDF of date 24/05/2006 (new window) SFC (HONG KONG) 
24/05/2006
  • CHARLES FLEMING CO., LTD
  • WWW.CHARLESFLEMING.NET
A warning PDF of date 24/05/2006 (new window) SFC (HONG KONG) 
24/05/2006
  • VENTA CAPITAL PRIVATE MANAGEMENT GROUP LTD.
A warning PDF of date 24/05/2006 (new window) NAFM (PAISES BAJOS) 
17/05/2006
  • AKZENTA SA
  • WWW.AKZENTA.ORG
A warning PDF of date 17/05/2006 (new window) AMF (FRANCIA) 
17/05/2006
  • STONEWELL FINANCE
  • WWW.STONEWELLFINANCE.COM
A warning PDF of date 17/05/2006 (new window) SFSA (SUECIA) 
17/05/2006
  • DTZ INVESTMENT GROUP & FINANCIAL SECURITIES
  • WWW.DBI-ONLINE.NET
A warning PDF of date 17/05/2006 (new window) FSC (ISLA DE MAN) 
17/05/2006
  • UTB FINANCE & SECURITY SERVICES
  • WWW.UTBFINSECSERVICES.ORG
A warning PDF of date 17/05/2006 (new window) FSC (ISLA DE MAN) 
10/05/2006
  • GAFIN EXEC INTERNATIONAL
  • WWW.GAFINEXEC.COM
A warning PDF of date 10/05/2006 (new window) FSC (ISLA DE MAN) 
10/05/2006
  • FUND INSURANCE MANAGEMENT CORPORATION
A warning PDF of date 10/05/2006 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
10/05/2006
  • NOVANTAE CAPITAL HOLDINGS
  • WWW.NOVANTAE.COM
A warning PDF of date 10/05/2006 (new window) HCMC (GRECIA) 

Consultation criteria: By type unauthorised entities.