As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1034 out of 1164
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/07/2008
  • CANARY TRUST SECURITY
A warning PDF of date 23/07/2008 (new window) FSC (ISLA DE MAN) 
09/07/2008
  • FIRST PRIME GROUP
  • WWW.FIRSTPRIMEGROUP.NET
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
09/07/2008
  • DAUPHIN ASSET EUROPE
  • WWW.DAUPHINEUROPE.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
09/07/2008
  • AVERY KINGSTON CAPITAL
  • WWW.AVERYKINGSTON.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
09/07/2008
  • KIMURA FINANCIAL
  • WWW.KIMURAFINANCIAL.COM
A warning PDF of date 09/07/2008 (new window) DFSA (DINAMARCA) 
09/07/2008
  • RICHMOND CAPITAL MANAGEMENT
  • WWW.RICHMONDCONSULTANCY.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
09/07/2008
  • REYNOLDS GROUP LIMITED
  • WWW.REYNOLDSFINANCE.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
02/07/2008
  • BLUE BAYOU PROSPECT MANAGEMENT
  • WWW.BBPROSPECT.COM
A warning PDF of date 02/07/2008 (new window) SFSA (SUECIA) 
02/07/2008
  • BULLMAN ASSET MANAGEMENT
  • WWW.BULLMANASSETMANAGEMENT.COM
A warning PDF of date 02/07/2008 (new window) SFSA (SUECIA) 
02/07/2008
  • PATERSON & CO. LTD
  • WWW.PATERSONCOLTD.COM
A warning PDF of date 02/07/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities.