Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 1039 out of 1167
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
14/05/2008 |
-
ATLANTIS FINANCIAL
-
WWW.ATLANTIS-FINANCIAL.COM
-
EDZELL VENTURES
|
| SFSA (SUECIA) | |
30/04/2008 |
-
NAKAMISHI FINANCIAL INC
-
WWW.NAKAMISHIFINANCIAL.COM
|
| SFSA (SUECIA) | |
30/04/2008 |
-
MOSSACK-FONSECA@EUROPE.COM
|
| JFSC (JERSEY) | SIN RELACIÓN CON EL GRUPO MOSSACK FONSECA |
30/04/2008 |
-
EMPIRE STATE CONSULTANTS
-
WWW.EMPIRESTATECONSULTANTS.COM
|
| SFSA (SUECIA) | |
30/04/2008 |
-
MCKINLEY & CO., LTD
-
WWW.MCKINLEYCOLTD.COM
|
| SFSA (SUECIA) | |
16/04/2008 |
-
SOLID GOLD FINANCE LIMITED
|
| SFC (HONG KONG) | |
16/04/2008 |
|
| DFSA (DINAMARCA) | |
16/04/2008 |
-
CUNNINGHAM HYATT MERGERS & ACQUISITIONS, LLP
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WWW.CUNNINGHAMHYATT.COM
|
| SFSA (SUECIA) | |
16/04/2008 |
-
GOLDEN PURSE FUND
-
7M MANAGEMENT SERVICES LTD
-
CHRIS MELAS
-
KONSTANTINOS KALLONIATIS
|
| HCMC (GRECIA) | |
16/04/2008 |
-
LOTS FINANCIAL GROUP LIMITED
-
WWW.LOTSFX.COM
|
| SFC (HONG KONG) | |
Consultation criteria: By type unauthorised entities.