As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1065 out of 1167
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
20/12/2006
  • TRUST GROUP INTERNATIONAL
  • WWW.TRUSTREINVEST.COM
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
20/12/2006
  • CTA BANK
A warning PDF of date 20/12/2006 (new window) AMF (FRANCIA) 
20/12/2006
  • SIRIUS FINANCIAL
  • WWW.SIRIUS-FINANCIAL.NET
A warning PDF of date 20/12/2006 (new window) FMA (AUSTRIA) 
20/12/2006
  • STRATEGIC CAPITAL PARTNERS PORTFOLIO MANAGEMENT AG
  • WWW.STRATEGICCAPITAL.CH
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
20/12/2006
  • TRUST REAL ESTATE INVESTMENT GROUP LLC
  • WWW.TRUSTREINVEST.COM
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
20/12/2006
  • NOVANTAE CAPITAL HOLDINGS
  • WWW.NOVANTAE.COM
A warning PDF of date 20/12/2006 (new window) FMA (AUSTRIA) 
20/12/2006
  • DSB SINGAPORE PTE.
  • WWW.DSBSINGAPORE.COM
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
20/12/2006
  • GREAT BASIN SCIENTIFIC, LTD.
  • WWW.GBSCIENCE.COM
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
20/12/2006
  • HUNTER WILLIAM ASSOCIATES
  • WWW.HWILLIAMASSOCIATES.COM
A warning PDF of date 20/12/2006 (new window) SFSA (SUECIA) 
13/12/2006
  • LORNE TRUST ASSET MANAGEMENT
  • MR RYAN MCCOURT (SIC)
A warning PDF of date 13/12/2006 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities.